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Continental Stock Transfer & Trust Company Answers Your Questions

Continental Stock Transfer & Trust Company’s commitment to accessibility and service, focused on small to medium emerging and growth companies, has always been a cornerstone of their stated mission, differentiating them in the marketplace. They go out of their way to make it easy for clients and shareholders to get answers, and they know the most common questions, some of which are shown below.

• What are the best ways for shareholders to contact Continental Stock Transfer & Trust Company?

• How should a shareholder change their mailing address?

• How can you replace a lost stock certificate?

• How can shares be sold?

• How can you tell if an old security still has value?

• How can you replace a dividend check?

• Why was tax withheld from a dividend payment?

• How to obtain a copy or a corrected Form 1099?

• How to exchange certificates for DRS shares?

• What’s the best way to mail shares for transfer to Continental?

• How to transfer (change ownership) of shares?

• What are the most common types of security registrations?

• How are shares transferred out of a decedent’s name?

• How is a deceased joint tenant removed as a registered holder?

• What is a beneficial shareholder, versus registered shareholder?

• What is a guarantor?

• What is a Medallion Guarantee?

For the answers to these and other questions, visit www.ContinentalStock.com/faqs

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